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A Discussion of the Adoption and Diffusion of Gap Analysis as a Technical Innovation

The purpose of this discussion is to broaden the dialog of how to deliver the concepts, products, and results from Gap Analysis to society. As more and more state GAP projects near completion, the unavoidable question then becomes, "where does all this data go from here?" I briefly discuss the results of a review of some recent uses of GAP data to illuminate early uses of GAP as a technical innovation and, in that light, present some important tenets of the adoption and diffusion of technical innovations. I present these concepts as a framework to help those struggling with the issue of "implementing" GAP, especially at the state level.

GAP is on the verge of either becoming irrelevant to society or becoming an accepted basic tool for managing biological diversity across the broad array of related programs and activities, both private and public. The answer to which one of these will prevail hinges on how we go about the task of providing for its adoption and diffusion into society. Admittedly, we have until now had no choice but to focus on the development of GAP's science and technology, on the development of state projects, and on maintaining support for state projects. It's now time to focus on the long-term issues of how GAP can maximize its potential by bringing new knowledge to policy. The only way to do this is by providing individuals with information based on good science. This discussion is concerned with the "providing" part of this equation, or the delivery of GAP to society. The "good science" part has been and will continue to be dealt with as an integral part of GAP.

At this point, it's important to briefly reiterate the original vision and direction of GAP, because in the early adoption and diffusion of the concept among natural resources professionals, the desire for biologically sound land cover data has often overshadowed its deeper meaning, sometimes resulting in misunderstandings of what GAP is intended to do.

Gap Analysis is a scientific method for identifying the degree to which native animal species and natural communities are or are not represented in our present-day mix of conservation lands. Those species and communities not adequately represented in areas that are being managed for the long-term maintenance of native species constitute conservation "gaps." The purpose of the Gap Analysis Program (GAP) is to provide broad geographic information on the status of ordinary species (those not threatened with extinction or naturally rare) and their habitats in order to prevent future conservation crises. To achieve this, maps of natural land cover, vertebrate species distributions, and land management are required in specific formats. The method was originally intended as a first, coarse-scale step in the process of special management area identification and selection, rather than special management area design. Maximizing the use of GAP products for other uses is also important, and this has been central to the GAP philosophy of partnerships.

As it has turned out, GAP has served as an "information catalyst" around which natural resources professionals and their institutions are coalescing naturally. I hypothesize that this represents a major new phenomenon in resources management, made up of three parts. One part is simply a manifestation of the information age within the natural resources field - our newfound ability to model and visualize the living world using digital technology and telecommunications. A second part stems from advances in science, resulting in a better understanding of how the natural world works. For example, the mechanisms by which the different levels of biotic organization are linked - species, natural communities, and large landscapes - are much better understood; GAP is a management tool evolving from this science. Third, diminishing natural and fiscal resources are causing natural resources professionals, thus their institutions, to work together in a more dynamic fashion. This is greatly facilitated by having a common information base and having the ability to share their data. This emerging phenomenon fits, coincidentally, with the present-day trend of decentralized government. If state- level policy is to be effective, sound multi-state biogeographic information will be critical.

A Profile of Some Uses of GAP Thus Far

Recently, I reviewed 47 cases where GAP data were used for a specific purpose, and I stratified these uses into eight general categories. Of these cases, GAP information was used most often for direct land management purposes, such as siting a ski resort on public land or revising wildlife management plans. In most of the cases where GAP information was used for direct land management purposes, its users were driven by an immediate need for explicit landscape-level maps that provide contextual information on a variety of themes (such as the distribution of species or the distribution of habitat types relative to a proposed action or resource use decision). This underscores the demand and the need for large-area contextual biogeographic information for diverse applications, thus the use of Gap Analysis products for purposes beyond its original intended purpose.

The review of case histories also underscores the imperative for state GAP projects to track the uses of their data. If state projects do not yet have a database for tracking how their data are being used, they should construct one now. This topic should also be the focus for discussion among state project cooperators. Cooperators should agree to report back to the GAP principal investigator on how the data are being used, either broadly (used in everyday operations to maintain certain amounts of habitat types in a shifting mosaic) or specifically (used to evaluate a proposal to enhance bighorn sheep habitat across five townships).

One of the greatest problems, of course, is that data dissemination is not funded under state projects' research work orders. So, when a request comes in to a state GAP project, the data are provided pro bono, usually at the expense of completing the project itself. For many project staff, responding to requests for data is a distraction from the work of producing the data, and it is an unfunded demand. What is the solution?

For now, we ask that the project personnel respond to requests as best they can. Staff should make sure that the person requesting the information realizes and appreciates that the work is in progress and that because of this there are limitations to the degree of response. At the same time, please do not just turn a request down flat. Get those requesting the information to understand the present situation. If the data they are asking for is genuinely not ready for release, explain the details to them so that they understand, while giving them a picture of what is to come.

The question is often asked, "Where does GAP end?" The NBS role is to work in partnership with other organizations to develop, interpret, and disseminate scientific information about the nation's biological resources. How all of this is manifested is still developing. It is safe to say, though, that much will depend on the state cooperators.

Eventually, we will find permanent homes for state- level data as both dissemination and feedback nodes. Although the role that the NBS plays in the long term is still developing, there is promise in its incipient National Biological Information Infrastructure (NBII) effort, as well as its State Partnerships program, both of which are within the Division of Information and Technology. As of now, most of us involved with GAP envision state-level information nodes and continued research and development activities among the state project cooperators. Additionally, the EROS Data Center will serve as the long-term federal-level archive for GAP and MRLC data. Ultimately, exactly how the results from GAP are disseminated at the state level will depend largely on the ongoing cohesion of state agencies, non-government organizations, and universities within the states.

Within the NBS, GAP is one of the few programs that flows through each of the three operational divisions In this sense, GAP is contributing to the functional linkages among the NBS divisions.

There are still unsolved structural issues at the state level, such as where GAP data will live, who will pay, and exactly how updates will be done. These issues should be approached as the problems of adoption and diffusion of technical innovations. Because the degree to which GAP becomes useful to society is at stake, and because many who have been focused on the data development phase of GAP are not familiar with how technical innovations (GAP) spread through society, Below is a review of some of the basic concepts as articulated by Rogers (1983). These principles are the basis for the successful agricultural extension model, and they need to be the basis for any GAP extension work.